SEC Audit Manager - Regulator Job Charlotte area,North Carolina USA,Accounting

Overseeing the audits of public companies and SEC-registered brokers and dealers to protect investors and promote the public interest by ensuring the preparation of informative, accurate, and independent audit reports.

Job Description

As an SEC Audit Manager / Regulatory Specialist, you will utilize your auditing skills and experience to participate in a rigorous inspection program of registered public accounting firms, including:

Inspecting portions of audit work papers to evaluate compliance with the Sarbanes-Oxley Act, the rules of the Board, the Securities and Exchange Commission, and professional standards related to audits, report issuance, and issuer matters;

Assessing firms' quality control structures and their impact on audit quality;

Interviewing firm personnel to understand quality control structures, audit approaches, and to identify or develop quality control or audit deficiencies;

Gathering and organizing information to support inspection findings;

Researching and consulting on technical issues;

Communicating findings through meetings and comment forms; and

Drafting inspection reports and related documentation.

As an Inspections Specialist, you will also:

Enhance your technical skills through inspections and collaboration with skilled teams;

Participate in projects to improve the effectiveness of the Inspection program;

Contribute to the development and facilitation of training courses; and

Assist in the firms' recruiting processes.

Qualifications

Current CPA (Certified Public Accountant) license required;
Six to fifteen years of progressive experience at the Senior Manager or Manager level in auditing U.S.

-traded companies;
Bachelor's degree in Accounting; MBA or Master's degree is a plus;
Strong knowledge of PCAOB standards, GAAP, and/or IFRS;
Excellent written and oral communication skills;
Ability to work independently and collaboratively;
Willingness to travel 20-30%, including international travel; and
Foreign language skills are a plus.

Our Values

We value integrity, excellence, effectiveness, collaboration, and accountability.

All employees are entitled to equal opportunity and a professional, discrimination-free workplace. We consider all qualified applicants, including those with criminal histories, in accordance with applicable law.

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