Compliance Manager - Marketing and Distribution

Overview

Compliance Manager - Marketing and Distribution for a leading global investor, with a long-standing history in asset management, retirement, and protection solutions. Salary up to £100,000 for a 12 month contract.

• Providing written and verbal compliance advice to Marketing and Distribution teams on the promotion and distribution of UK collective and pension funds
• Reviewing marketing materials and advising on applicable marketing and disclosure requirements for UK funds
• Participating in regulatory and business-led projects, including assessing regulatory requirements, attending working groups, and preparing compliance reports
• Advising on product development, management, and distribution to ensure fair customer outcomes, regulatory compliance, and alignment with conduct risk appetite
• Maintaining up-to-date knowledge of regulatory developments and supporting responses to consultations and regulatory change initiatives
• Escalating and reporting relevant matters to product providers and attending associated governance meetings
• Building strong working relationships with business areas and risk/compliance teams to coordinate responses to regulatory developments impacting UK funds
• Supporting the Chief Compliance Officer and wider compliance team through tool development, promoting a strong compliance culture, and providing ad-hoc support as required

• The successful candidate will demonstrate a strong understanding of the regulatory framework applying to UK UCITS and AIF product providers
• Good knowledge of UK financial promotion and marketing rules, guidance, and market practice
• Experience analysing emerging regulatory risks and advising on their business impact
• Practical knowledge of FCA rules and their real-world application
• A solid understanding of UK investment products and fund management activities
• Proven experience interpreting regulatory requirements and developing compliant, commercially pragmatic solutions
• Strong communication skills, including experience presenting reports to senior management and stakeholders
• A proactive, positive, and high-energy approach, with the ability to operate effectively within a high-performing compliance team

• Contract Type:
  Temporary Interim Management
• Focus:
  Compliance
• Workplace Type:
  Hybrid
• Experience Level: Mid Management
• Location:
  
  City of London
• Specialism:
  Risk & Compliance
• Industry: Financial Services
• Salary: £80,000 - £100,000 per annum
• Contractor:
  Job Reference: E1P4ZL
  -3
• Date posted: 6 February 2026
• Consultant:
  Sam Pound

EEO statement: Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates.