Compliance Officer, Finance & Banking
Job in
City Of London, Central London, Greater London, England, UK
Listed on 2026-01-27
Listing for:
Oliver James
Full Time
position Listed on 2026-01-27
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services, Financial Compliance
Job Description & How to Apply Below
Oliver James are supporting an extremely well- established General Insurance firm with their search for a Compliance Generalist. You will be part of a small and supportive team, covering all aspects of compliance, where you will be the go- to person for advice and guidance.
Key Responsibilities- Act as the key point of contact for Conduct Risk compliance, providing advice relating to Consumer Duty and Product Governance.
- Support with SMCR duties.
- Enhance the internal control framework and conduct testing.
- Complete regulatory horizon scanning.
- Assist with compliance training and propose new courses.
- Deliver PRA and FCA returns.
- Complete ad-hoc duties when required.
- General insurance or Lloyd's market compliance experience.
- Strong technical knowledge of the FCA and PRA.
- Excellent written and verbal communication skills.
- Confident in presenting and building relationships.
If this sounds of interest, click apply OR email your interest to ''.
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