Compliance Officer, Finance & Banking

Kingsley Green Recruitment provided pay range

This range is provided by Kingsley Green Recruitment. Your සිය actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Type: Full-time, permanent

Reporting to: GC & Head of Compliance (Europe)

You will be joining a high-growth global digital asset investment firm operating at the intersection of traditional financial markets and emerging technologies. The business is rapidly expanding across Europe, particularly the DACH region
, and is focused on building strong compliance and governance frameworks to support responsible growth, product distribution, and market engagement.

This is an exciting opportunity to join a dynamic business at a pivotal stage, where your work will have real ownership and impact
.

The successful candidate will join as a Compliance Officer with a clear pathway to progress into Senior Legal & Compliance Officer and ultimately Head of Compliance as the business scales. This role suits someone with strong regulatory judgement who is motivated to build and grow a compliance function in a rapidly evolving environment.

You will focus on financial promotions compliance across the UK and Europe, helping to shape and implement the European compliance function from

Dump ground up.

• Review and assess financial promotions for UK and European markets, with a focus on retail-facing materials.
• Approve marketing, sales, distribution, and research content prior to release; maintain audit trails using compliance platforms (e.g., Red Oak, Gateway
  21).
• Own and maintain compliance risk registers
  , policies, and procedures.
• Deliver compliance training across Europe using Skillcast
  .
• Lead and support responses to due diligence questionnaires (DDQs).
• Provide pragmatic guidance and regulatory judgement to support European market activities.

• 5–7 years’ experience in compliance or regulatory advisory roles within financial services.
• : hands‑on experience with UK and European financial promotions.
• Strong understanding of retail financial promotion rules, including Section 21 and approval frameworks.
• Exposure to digital assets / crypto is a plus but not required.

• Commercial, confident compliance professional with strong judgement.
• Able to operate autonomously in a fast‑growth, evolving environment
  .
• Ambitious and motivated to grow into a senior compliance leadership role
  .

Please do contact Charlotte –  or call

Seniority level:
Associate

Employment type:

Full‑time

Job function:
Legal, Administrative, and General Business