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Compliance Manager - Advisory

Job in Cardiff, Cardiff City Area, CF10, Wales, UK
Listing for: Broadgate
Full Time position
Listed on 2026-01-12
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below

Compliance Advice Manager

Cardiff (Hybrid)

An exciting opportunity for an experienced Compliance Advice Manager to join a leading UK insurance business. You’ll provide expert regulatory guidance across key projects, ensuring compliance with FCA requirements and supporting the delivery of good customer outcomes.

Key Responsibilities
  • Provide clear, practical advice on FCA rules and regulatory developments.
  • Support Consumer Duty implementation and new product launches.
  • Oversee conduct and regulatory risks across business initiatives.
  • Advise on regulatory change projects and ensure timely compliance.
  • Build strong stakeholder relationships and influence senior decision‑makers.
  • Lead complex reviews and mentor junior team members.
Requirements
  • 3–5 years’ compliance advisory experience, ideally in General Insurance.
  • Strong knowledge of the FCA regulatory framework.
  • Proven experience with Consumer Duty and product launch compliance.

Employment type:

Full‑time

Seniority level:
Not Applicable

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