Senior Manager, Financial Crime Risk Investigations - Centralized Investigations

Work Location:

Mount Laurel, New Jersey, United States of America

Hours:

40

Pay Details:

$115,440 - $186,160 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience  compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business:

Financial Crime Risk Management

Job Description:

The Senior Manager, Financial Crime Risk Management - Centralized Investigations develops and implements AML policies, oversees investigations into potential money laundering, terrorist financing, fraud and other financial crimes, and ensures compliance with regulatory requirements. This role requires strong leadership skills, extensive knowledge of AML regulations, a working knowledge of Fraud regulations and the ability to work effectively with various stakeholders.

The Senior Manager for this job position, manages a team of Group Managers who lead teams of AML investigators, responsible for investigating referrals regarding potentially fraudulent activity and/or other concerning activity for further investigation and SAR filing, if warranted.

The Senior Manager provides guidance and support to ensure high-quality investigations; develops, implements, and maintains AML policies, procedures, and controls to mitigate financial crime risks; oversees investigations into potential money laundering and other financial crimes; ensures compliance with all relevant AML regulations, including the Bank Secrecy Act (BSA), the USA PATRIOT Act, and OFAC requirements; identifies and develops strategies to address and mitigate financial crime risks;

collaborates with internal and external stakeholders, including law enforcement and regulatory bodies, to report findings and ensure compliance; prepares and presents detailed reports on investigative findings to executive management and regulatory authorities; and provides training and guidance to investigators and analysts on AML regulations, trends and typologies, and best practices.

The Senior Manager, Financial Crime Risk Investigation (US) oversees/manages a team of specialized professionals in the analysis and/or investigation of TDBG AML, ATF, ABAC and Sanctions cases to minimize overall risks to the Bank, its customers and its employees.

Depth & Scope:

* Provides people management leadership by hiring the best talent, setting goals, developing employees, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required

* Oversees group of investigative professionals that cover broad, thematic and/or complex business lines

* Generally considered a Practice Leader - internal expert and/or industry expert and represents the Bank on AML/ATF and Financial Crime, Corporate Security/fraud management committees and/or organizations pertaining to own field of specialization

* Scope of investigations may involve international borders, AML/ATF and financial crime, employee misconduct, etc.

* Generally, deals with executive management on key regulatory and/or security issues and provides guidance/advice accordingly

* Provides coaching, mentorship and guidance to practitioners, business, executives within area of expertise

* Manages and oversees the overall discipline and strategy for the respective areas while aligning to the enterprise best practices

* Strategic partner to leadership team on the management of the portfolio and financials, with deep industry, external/internal, enterprise knowledge, recognizing and anticipating emerging trends and identifying operational efficiencies and opportunities with other business management/enterprise areas

* Facilitates key strategic discussions and provides thought leadership to executive audience (output may include strategic roadmap and/or deliverables/frameworks/short to long term goals etc.)

* Sets operational team direction and collaborates with others to execute on common goals

* Focuses on longer-range planning for functional area (e.g.,12 months or greater)

Education & Experience:

* Undergraduate degree or equivalent work experience

* 10+ years of experience

Preferred

Skills:

* Bachelor's degree in Finance, Accounting, Criminal Justice, or a related field, preferred

* 10+ years of experience managing in AML investigations, financial crime risk management, or a related field

* Strong leadership and team management skills

* Strong knowledge of financial crime typologies and AML regulations, including the Bank Secrecy Act (BSA),…