Senior Manager, Financial Crime Risk Business Oversight

Position: Senior Manager, Financial Crime Risk Business Oversight (US)
Work Location:

Mount Laurel, New Jersey, United States of America

Hours:

40

Pay Details:

$115,440 - $186,160 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience  compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business:

Financial Crime Risk Management

Job Description:

Department Overview:

As a Senior Manager, Financial Crime Risk Business Oversight, you will be implementing risk controls and policies within TD's AML framework across consumer credit cards, and unsecured lending businesses. You will be investigating and reporting potential violations and making sure regulatory goals and business goals are aligned. You will also recommend actions related to client, product, geographic & business line of risk.

This role requires a strong ability to influence business decisions, ask insightful questions, take ownership and initiative, and strong relationship building skills.

Primarily Offsite:
Our team currently operates under a primarily offsite work model, employees must be available to come into a TD location for "moments that matter" at a frequency determined by the business. Candidates that live within a 50-mile radius of a TD AML Hub location is strongly preferred.

Depth & Scope:

* Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance, supporting compensation decisions, promoting teamwork, and handling disciplinary actions, as required

* Supports the development of a high-performance business oversight team as a member of the Leadership team

* Oversees and leads a large and/or highly complex and diverse AML/ATF/Sanctions/ABAC function for an area of significant risk, complexity or scope while growing talent, developing skills and capabilities to achieve career goals, support project/initiative success and achieve business results

* Provides oversight to programs for an assigned portfolio of complex and dynamic TD businesses and legal entities

* Maintains highly specialized expertise and in-depth knowledge to manage AML/ATF/Sanctions/ABAC programs for multiple, significant complex businesses, functional areas and/or global business lines

* Provides coaching, mentorship and guidance to practitioners, business, executives within area of expertise

* Manages and oversees the overall discipline and strategy for the AML/ATF/Sanctions/ABAC area while aligning to the enterprise best practices

* Position typically deals with senior/executive management

* Key contact for business management, regulators, and external/internal auditors, dealing with a broad range of issues including non-routine information

* Focuses on longer-range planning for functional area (e.g., 12 months or greater)

* May manage and prioritize multiple projects at a given time

* Acts as highest point of team escalation for resolution and provides direction to resolve issues or escalate

Education & Experience:

* Undergraduate degree or equivalent work experience

* 10+ years experience

Customer Accountabilities:

* Leads and manages a high performing team on delivery of AML/ATF/Sanctions/ABAC compliance programs and culture

* Provides guidance, leadership, coaching and development to direct reports to ensure operational results and professional/personal development objectives are achieved

* Provides strategic direction on a broad and diverse range of complex AML/ATF/ Sanctions/ABAC program activities

* Proactively advises covered TD businesses of new and changed AML/ATF/Sanctions/ABAC regulatory and/or policy requirements and articulates the impact to their processes and controls

* Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs

* Works with senior business unit management/partners to develop proactive strategies, tactics, policies, and programs to effectively manage regulatory/compliance issues

* Provides insight, guidance, and recommendations and acts as a specialized resource to other departments based on subject matter expertise including, but not limited to, customer identification and due diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing

* Manages and provides oversight on day-to-day operations of the department and participates in enterprise wide or Customer focused special projects on behalf of FCRM

* Delivers subject matter expertise and AML/ATF/Sanctions/ABAC guidance to business management,…