More jobs:
Senior Compliance Officer
Job in
Boston, Suffolk County, Massachusetts, 02298, USA
Listed on 2026-01-17
Listing for:
Oliver James Associates Ltd.
Full Time
position Listed on 2026-01-17
Job specializations:
-
Finance & Banking
Risk Manager/Analyst
Job Description & How to Apply Below
Location Boston, MA, USA Contract Permanent Industry Risk & Compliance---Contact Angela Brendza Angela.
Brendza
A leading global investment and insurance organization is seeking a
** Senior Compliance Officer
** to join its growing Compliance team. This role sits at the intersection of asset management, insurance, and marketing, supporting a sophisticated platform that spans private markets, credit, real assets, and retirement solutions.
This is an opportunity to join a high-performing, collaborative compliance function that plays a visible role in enabling business growth while maintaining strong regulatory and ethical standards.###
** About the Organization
** Our client is a global financial services firm with a long-term, disciplined investment philosophy. The platform spans alternative asset management and insurance solutions, including private equity, private credit, real assets, and retirement and life products. The firm supports businesses and investors around the world through a combination of institutional investment management and insurance-based solutions.
The culture is fast-paced, collaborative, and highly professional, with a strong emphasis on integrity, accountability, and thoughtful risk management.###
** The Role
** The Senior Compliance Officer will support the firm’s enterprise compliance program, with a primary focus on
** reviewing and approving advertising and marketing materials
** across both asset management and insurance businesses. This role also contributes to broader compliance activities including regulatory filings, disclosures, RFPs, DDQs, social media, and program management initiatives.
You will work closely with Marketing, Legal, Product, and Compliance partners across a geographically distributed organization, helping the business move forward in a compliant, efficient, and practical way.###
** What You’ll Be Doing
*** Review and approve marketing and advertising materials across investment and insurance products
* Partner with Marketing, Legal, Product, and Compliance teams to provide business-friendly, compliant solutions
* Support regulatory filings, disclosures, RFPs, DDQs, and other client and regulatory deliverables
* Apply regulatory and product knowledge to real-world business use cases
* Identify opportunities to improve workflows, processes, and quality
* Contribute to special projects and broader compliance initiatives
* Help evaluate and develop AI tools and automation to enhance compliance operations
* Build strong working relationships across a global organization###
** What We’re Looking For
*** Experience in financial services compliance, particularly in
** marketing or advertising review
*** Exposure to investment products, insurance products, or both
* Comfort working in a fast-paced, highly regulated environment
* Strong written and verbal communication skills
* Ability to manage multiple priorities while maintaining attention to detail
* Sound judgement, professionalism, and discretion when handling sensitive information
* A collaborative mindset and desire to be part of a team###
** Why This Role
** This is a chance to step into a
** high-impact compliance role
** at a global organization where marketing, product innovation, and regulatory responsibility are deeply connected. You’ll gain exposure across both alternative investments and insurance, work alongside experienced professionals, and have the opportunity to help modernize and strengthen a sophisticated compliance program.
Please note we are unable to offer visa sponsorship or H1B transfer at this time.
#J-18808-Ljbffr
Position Requirements
10+ Years
work experience
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×