Compliance Manager, Finance & Banking

We are seeking an experienced Compliance professional to join a growing financial services brokerage in Bolton. This role is open to candidates with management or head-of-level experience, particularly within specialist lending, who are looking for an opportunity to own the compliance function and grow the team.

What We Offer For The Compliance Manager:
Negotiable salary - DOE - £50,000+

25 days annual leave, no bank holidays or weekend working

Supportive and professional working environment

Genuine career progression in a growing lender

Key Responsibilities for the Compliance Manager:
Develop, implement, and maintain compliance policies, procedures, and frameworks.

Ensure adherence to all relevant regulatory requirements, including FCA rules and AML obligations.

Conduct compliance monitoring, risk assessments, and audits, identifying gaps and recommending solutions.

Provide guidance, training, and support to staff on compliance matters.

Investigate compliance issues or breaches, escalating serious matters where necessary.

Act as a point of contact with regulators and respond to regulatory enquiries.

Prepare compliance reports for senior management, highlighting risks and mitigation strategies.

Lead or support the growth and development of the compliance function and team.

Provide strategic advice to senior leadership (Head of Compliance level) on regulatory changes, compliance risks, and business impact.

Drive continuous improvement in compliance processes, systems, and controls.

Ideal Candidate for the Compliance Manager:
Proven compliance experience at management or head-of level within financial services.

Experience in specialist lending is preferred.

Strong knowledge of regulatory frameworks, risk management, and compliance best practices.

Proactive, confident, and capable of shaping the role to suit business needs.

Excellent communication and leadership skills, with experience managing or mentoring teams (for head-level candidates).

This is a unique opportunity to take a hands-on and strategic compliance role in a growing, supportive brokerage while enjoying a healthy work-life balance.

If you are interested in this Compliance Manager role please apply with you up to date CV for consideration.