Compliance Officer – Financial Planning; Hybrid
Job in
Birmingham, West Midlands, B1, England, UK
Listed on 2026-03-15
Listing for:
Heat Recruitment
Full Time
position Listed on 2026-03-15
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
A financial services company is seeking a Compliance Officer in Birmingham to ensure operations meet regulations. Responsibilities include compliance monitoring, advising management, and reporting to the FCA. The ideal candidate has a Level 4 Diploma in Regulated Financial Planning and at least 2 years of experience in an IFA compliance role. This position offers a hybrid workplace and requires proficiency in Microsoft Office.
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