Solicitor - Quality & Risk PQE
Listed on 2025-12-13
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Law/Legal
Regulatory Compliance Specialist
Solicitor - Quality & Risk - Bath - 3+ Years PQE
Location:
Bath
Type of Role:
Permanent, Full-time (35 hours per week, hybrid flexibility)
Salary: £55,000 - £70,000 (depending on experience)
A respected law firm is seeking a Quality & Risk Solicitor (or other regulated professional) with 3+ years' post-qualification experience (or equivalent) to join its busy and well-established Quality & Risk team. This is an excellent opportunity to develop your career in a collaborative environment with a strong focus on compliance, professional conduct, and client service.
RoleYou’ll be responsible for providing first‑tier advice and support across the firm on professional conduct and compliance matters, including:
- Advising on regulatory compliance, risk management, AML legislation, and conflicts management
- Working closely with the Quality & Risk team, COLP and COFA to analyse complaints, claims, and breaches, assisting with remedial action
- Supervising and advising on escalations from the centralised Onboarding team
- Drafting and maintaining guidance, policies, processes, and precedents
- Supporting internal training on best practice, legislation changes, and regulatory compliance
- Liaising with regulators alongside colleagues
- Keeping up to date with professional, legal, and best practice developments
This role is suited to a qualified solicitor or equivalent professional with:
- 3+ years PQE (or equivalent experience) in a similar compliance/risk role
- Strong knowledge of relevant legislative and regulatory regimes, including:
- The SRA Handbook
- Anti‑Money Laundering legislation
- Bribery and Data Protection legislation
- Excellent analytical skills with the ability to explain complex issues clearly to different audiences
- Strong planning, time management, and organisational skills
- Confidence in influencing and interacting constructively at all levels of the business
- A collaborative, team‑oriented approach
- A supportive and inclusive working environment
- Hybrid working arrangements for work‑life balance
- Private Medical Insurance, Life Insurance, Health Cash Plan, and other flexible benefits
- Regular social and networking events
If this opportunity sounds of interest or you’d like a confidential conversation about your next career move, please contact:
Email:
Phone: /
The firm is an equal opportunities employer and welcomes applications from all qualified candidates. Adjustments to the recruitment process can be made to support individual needs.
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