Compliance Officer, Finance & Banking

Element Recruitment are working with a growing professional services group on their search for a proactive Compliance Officer to help support and strengthen their compliance and risk framework across the business.

You’ll work closely with the Compliance Manager and the wider Governance, Risk & Compliance team, getting involved in everything from monitoring and audits to regulatory reporting, AML oversight, financial promotions and staff training, making sure the business stays aligned with FCA requirements.

• Support the development and delivery of a robust compliance monitoring framework across all group entities
• Conduct monitoring reviews and audits, ensuring timely identification and remediation of risks
• Maintain accurate and comprehensive compliance documentation and records
• Assist in preparing risk-based compliance reporting for senior stakeholders
• Support the submission of regulatory returns and notifications to the FCA
• Review and approve financial promotions in line with regulatory requirements
• Act as first-line reviewer for AML system alerts, escalating where appropriate
• Assist in delivering compliance training programmes (e.g., AML, TCF), including creation of tailored materials
• Provide guidance to colleagues on compliance and regulatory matters
• Stay up to date with regulatory developments and assess business impact

• A strong understanding of FCA regulatory standards and their application within professional services.
• Experience in compliance monitoring, audit, and regulatory reporting
• Knowledge of AML requirements and transaction monitoring
• Strong written skills with the ability to produce clear, regulatory-standard reports
• Experience delivering accurate information to stakeholders in a timely manner
• CII Level 4 Diploma in Financial Services and/or relevant compliance qualifications
• A proactive, collaborative approach and the confidence to engage across multiple business areas

Apply now or contact our team for further information!