Senior CASS Specialist
Job in
Bath, Somerset County, BA1, England, UK
Listed on 2026-02-25
Listing for:
Broadgate
Full Time
position Listed on 2026-02-25
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
Senior CASS Specialist Some Key Responsibilities
- Support the business on CASS technical query escalations
- Preparation and delivery of CASS adherence reports/opinion to the Executive Team and the Board
- Work closely with the 2nd line risk and compliance function in management changes to the CASS regulatory environment
- Produce and maintain CASS policies / frameworks as required.
- Support the design and implementation of a first line CASS oversight function within operations
- Ownership and maintenance of CASS Control Matrix, including monthly attestations and sample testing
- Strong interpersonal and communication skills
- CASS knowledge, in particular CASS 6,7 and 8
- Experience in a similar CASS oversight role
- CASS CISI qualification, Investment Management Certificate (IMC), Operations Certificate (IOC) or equivalent industry recognised qualification
- Previous experience in a similar role within the Wealth & Investment Management/ Platform sector
Position Requirements
10+ Years
work experience
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