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Regulatory Compliance Specialist Financial Services

Regulatory Compliance Officer – Wealth & Investments

Job in Bath, Somerset County, BA1, England, UK
Listing for: Broadgate
Full Time position
Listed on 2026-02-25
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
A leading compliance services firm in the UK is seeking a Compliance Officer to support the operation of their compliance framework. This role involves ensuring adherence to FCA regulations and GDPR, conducting audits, and managing documentation. Ideal candidates will have experience in compliance roles within the Wealth & Investment Management sector and relevant qualifications such as a CII Diploma. This position offers an opportunity to contribute to a culture of regulatory excellence.
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