Compliance Manager, Finance & Banking

Are you an experienced compliance professional ready to make a real impact in a dynamic financial services environment? Do you have a background in Banking/ Financial Services or Lending Services?

We are looking for a permanent Compliance Manager to lead their Group compliance function. This role is situated in Bath with periodic travel to other regional offices.

Overseeing the compliance framework, maintaining relationships with regulators like the FCA and providing vital advice to senior stakeholders including the Board and Executive Committee

Monthly compliance reports, submitting regulatory returns including Reg Data and FCA Connect, maintaining relationships with ICO, FLA and NACFB

Managing compliance monitoring, policies, GDPR, AML frameworks and complaints procedures, ensuring the company operates within regulatory parameters

Promoting a strong compliance culture across the business, adapting to changes, maintaining oversight including policies such as KYC, PEPs and sanctions

Representing the client at Senior Management meetings, providing a positive approach to key managers across the business

Producing annual regulatory and governance reports

Ensuring training is in place for employees to act within compliance guidelines and best practice is adhered to

Experience in a senior compliance role within an FCA regulated environment, good knowledge of regulatory reporting

Experience overseeing compliance monitoring, AML, GDPR, and complaints procedures

Ability to produce clear, insightful reports for executive and Board level

Strong communication skills and a practical, solutions-focused approach

Generous holiday allowance, life assurance, pension

Private medical cover & income protection

Discretionary bonus

Company social events and volunteer days