Director of Financial Services - Leadership & Compliance

Position: Director of Financial Services - Leadership & Compliance (Permanent)
Location:

Hybrid (circa 3 or 4 days in the office - flexible)
Contract Type:
Permanent

Hours:

Full-time, 9:00-17:30

About the Role

We are seeking an experienced and strategic leader to join a well-established financial services firm as Director of Financial Services. This is a pivotal role within the organisation, following multiple senior retirements over recent years, and offers the opportunity to shape the future direction of the business.

You will lead a talented team of Independent Financial Advisers and Mortgage Advisers, ensuring operational excellence and regulatory compliance across all areas. This is a hands-on leadership position where your expertise in compliance will be critical to maintaining the highest standards and safeguarding the firm's reputation.

Key Responsibilities

Provide strategic leadership and direction to the advisory and mortgage teams.
Oversee and manage all compliance functions within the business.
Ensure adherence to FCA regulations and internal policies.
Drive performance, engagement, and professional development across the team.
Collaborate with senior stakeholders to deliver business objectives and growth plans.

What We're Looking For

Proven experience in a senior leadership role within financial services.
Strong understanding of compliance and regulatory frameworks.
Excellent communication and people management skills.
Ability to balance strategic thinking with operational delivery.
A collaborative and proactive approach to leadership.

Why Join Us?

This is a rare opportunity to take the helm of a respected financial services firm at a time of transition and growth. You'll have the autonomy to make a real impact, supported by a dedicated team and a flexible working environment