Director of Financial Services - Leadership & Compliance

Location: Hybrid (circa 3 or 4 days in the office - flexible)
Contract Type: Permanent
Hours: Full-time, 9:00-17:30

About the Role

We are seeking an experienced and strategic leader to join a well-established financial services firm as Director of Financial Services. This is a pivotal role within the organisation, following multiple senior retirements over recent years, and offers the opportunity to shape the future direction of the business.

You will lead a talented team of Independent Financial Advisers and Mortgage Advisers, ensuring operational excellence and regulatory compliance across all areas. This is a hands-on leadership position where your expertise in compliance will be critical to maintaining the highest standards and safeguarding the firm's reputation.

Key Responsibilities

• Provide strategic leadership and direction to the advisory and mortgage teams.
• Oversee and manage all compliance functions within the business.
• Ensure adherence to FCA regulations and internal policies.
• Drive performance, engagement, and professional development across the team.
• Collaborate with senior stakeholders to deliver business objectives and growth plans.

What We're Looking For

• Proven experience in a senior leadership role within financial services.
• Strong understanding of compliance and regulatory frameworks.
• Excellent communication and people management skills.
• Ability to balance strategic thinking with operational delivery.
• A collaborative and proactive approach to leadership.

Why Join Us?

This is a rare opportunity to take the helm of a respected financial services firm at a time of transition and growth. You'll have the autonomy to make a real impact, supported by a dedicated team and a flexible working environment.