Senior Compliance Analyst — Equity
Job in
Austin, Travis County, Texas, 78716, USA
Listed on 2026-03-15
Listing for:
MicroVentures
Full Time
position Listed on 2026-03-15
Job specializations:
-
Finance & Banking
Financial Services, Regulatory Compliance Specialist
Job Description & How to Apply Below
A growing financial services firm seeks a Senior Compliance Analyst to join its team in Austin, Texas. The role involves analyzing and reviewing compliance-related documentation, conducting investment surveillance, and collaborating on the development of compliance policies. The ideal candidate should have a strong educational background with at least 5 years of experience, possess FINRA Series 7, 63, and 24 licenses, and demonstrate excellent analytical and communication skills.
This position offers competitive compensation, annual bonuses, and comprehensive healthcare benefits.
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Position Requirements
10+ Years
work experience
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