Compliance Manager, Finance & Banking
Listed on 2026-02-06
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
This range is provided by TBG | The Bachrach Group. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range$/yr - $/yr
Additional compensation typesAnnual Bonus
How to applyDirect message the job poster from TBG | The Bachrach Group
Position:District Director at TBG, The Bachrach Group | Advisory Board Member
Contingent | I Retained | Contract | Legal Recruitment
Contact:
Job DescriptionOur client is seeking a Director of Compliance to enhance and oversee the compliance culture within their organization. Responsibilities include refining policies and procedures in the financial services sector, assisting with licensing and audits, assessing risks, and educating employees on compliance regulations. The ideal candidate will have excellent communication skills and experience working collaboratively across teams. Familiarity with industries such as financial services, banking, mortgage, collections, or accounts receivable is required.
- Develop, implement, and oversee the organization’s compliance program to meet federal, state, and industry laws.
- Identify vulnerabilities and assess risks.
- Provide expertise in interpreting policies.
- Stay informed about changes in relevant laws.
- Proven experience as a Compliance Analyst or Manager.
- Knowledge of FDCPA, ECOA, and UDAAP.
- Compliance certifications are a plus.
Seniority level:
Associate
Employment type:
Full-time
Job functions include Quality Assurance, Accounting/Auditing, and Research.
Industries:
Financial Services, Collection Agencies, Banking.
Medical insurance, Vision insurance, 401(k), Paid maternity and paternity leave, Disability insurance.
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