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Regulatory Compliance Specialist Wealth Management

Regional Compliance & Supervision Manager

Job in Atlanta, Fulton County, Georgia, 30383, USA
Listing for: Osaic
Full Time position
Listed on 2026-01-27
Job specializations:
  • Management
    Regulatory Compliance Specialist, Wealth Management
Salary/Wage Range or Industry Benchmark: 70000 - 80000 USD Yearly USD 70000.00 80000.00 YEAR
Job Description & How to Apply Below
A financial services firm is hiring a Regional Supervision Manager to supervise brokerage and advisory transactions while ensuring compliance with relevant regulations. Located in Atlanta, this role involves managing team interactions, conducting reviews, and maintaining client relationships. The ideal candidate must have at least three years of relevant experience and hold necessary FINRA licenses. Competitive annual compensation ranges from $70,000 to $80,000 plus bonuses and benefits such as health and retirement plans.
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