Chief Compliance Officer and Director of Legal, Clear U.S
Listed on 2025-12-02
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Law/Legal
Regulatory Compliance Specialist
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Job Purpose
The Chief Compliance Officer will oversee all compliance activities within ICE Clear U.S., ensuring adherence to laws, regulations, and policies. This role leads the compliance function to deliver the annual compliance plan and meet regulatory obligations. Additionally, the role provides legal support, overseeing legal and regulatory matters such as corporate governance, rules, policies, communication with participants and regulators, and regulatory filings.
The Director of Legal manages legal risks, offers legal advice, and addresses complex legal issues within this highly regulated financial environment.
Responsibilities
- Execute compliance and risk assessment programs.
- Oversee compliance, testing, monitoring, and adherence to laws and regulations.
- Develop compliance training for staff.
- Engage with regulators, primarily the CFTC, ensuring timely filings and reports.
- Prepare compliance reports for management and boards.
- Implement regulatory control requirements and supervise clearing members.
- Establish standards and procedures for compliance.
- Lead regulatory examinations and respond to inquiries.
- Collaborate with legal leadership to develop legal strategies.
- Advise on legal matters including governance and derivatives regulation.
- Manage corporate governance practices and regulatory filings.
- Draft and negotiate financial market contracts.
- Monitor industry regulatory developments.
- Perform other duties as assigned.
Knowledge and Experience
- Bachelor’s Degree, JD, U.S. Bar Admission.
- 5-10 years in derivatives legal and compliance, preferably in a legal department, regulatory agency, or law firm.
- Experience with clearing houses, exchanges, or financial services companies.
- Excellent communication skills.
- Self-motivated, able to handle confidential information.
- Experience with derivatives, swaps, futures, or securities.
- Regulatory experience preferred.
Salary Range
In New York: $210,000 - $270,000 USD; in Illinois: $195,400 - $258,400 USD. Benefits include healthcare, 401(k), life insurance, and paid leave.
Additional Details
- Seniority level:
Not Applicable - Employment type:
Contract - Job function:
Legal
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