Sr. Compliance Officer

About Invesco

As one of the world’s leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco.

• Flexible paid time off
• Hybrid work schedule
• 401(K) matching of 100% up to the first 6% with a discretionary supplemental contribution
• Health & wellbeing benefits
• Parental Leave benefits
• Employee stock purchase plan

Investment Compliance is a global function responsible for ensuring compliance with regulatory, prospectus, client-directed, and internal investment and operational restrictions. This position will be on the America’s investment compliance team, primarily supporting Invesco Fixed Income.

The Compliance Officer utilizes technical and subject matter expertise, experience and judgment to complete assigned responsibilities with considerable independence; ensures adequate procedures and controls are established and followed in order to minimize financial and reputational risk; identifies, communicates, and escalates issues that present risk. Leads initiatives that engage the Investment Compliance team, be it intra-departmental or enterprise level.

• Review compliance exceptions promptly within established timelines, providing subject matter expertise and communicating critical information to investment and trading personnel.
• Analyze compliance alerts using knowledge of investment guidelines, regulations, compliance systems, and internal policies to deliver accurate and timely decisions.
• Ensure decisions maintain high accuracy to prevent violations of client prospectus, regulatory, and internal guidelines, as well as operational errors.
• Coordinate communication, resolution, and documentation of compliance violations with internal parties following established procedures.
• Assist fixed income investment and trading personnel with critical, time-sensitive questions and requests related to investment restrictions at portfolio and firmwide levels.
• Conduct test trades for new investment ideas and instruments to ensure compliance with applicable restrictions.
• Identify potential gaps in monitoring processes and propose practical process improvement solutions.
• Present complex information clearly and professionally through written materials or presentations to diverse audiences.

• Bachelor’s degree in a related field such as accounting, finance, or a similar discipline.
• Minimum of 4 years of relevant work experience in financial services, preferably within asset management.
• Sound knowledge of investments, investment management industry, and in-depth investment/securities knowledge.
• Familiarity with domestic and international securities laws (e.g., 1940 Act, UCITS Framework, 81-102).
• Prior experience with trading/compliance systems such as Aladdin or Charles River preferred.
• Strong analytical, quantitative, and problem-solving skills with the ability to make critical, time-sensitive decisions.
• Excellent interpersonal, communication (written and oral), and organizational skills with the ability to manage competing priorities.
• Ability to work independently under pressure while maintaining a strong customer service orientation and collaborative team approach.

The salary range for this position in New York is $110,000 - $125,000 USD annually.

Full time

Employee

Yes

Pursuant to Invesco’s Workplace Policy, employees are expected to comply with the firm’s most current workplace model, which as of October 1, 2025, includes spending at least four full days each week working in an Invesco office. This reflects our belief that spending time together in the office helps us build stronger relationships, collaborate more easily, and support each other’s growth and development.

The above information on this description has been…