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Financial Compliance Risk Manager/Analyst Financial Services Regulatory Compliance Specialist

Hybrid Compliance Analyst, Financial Services Risk

Job in Atlanta, Fulton County, Georgia, 30383, USA
Listing for: Advisor Group
Full Time position
Listed on 2025-12-09
Job specializations:
  • Finance & Banking
    Financial Compliance, Risk Manager/Analyst, Financial Services, Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services company is seeking a Compliance Analyst to oversee advisor activity and ensure compliance with industry regulations. This role entails a detailed review of financial records and close collaboration with supervision and management. Candidates should possess strong analytical skills, excellent attention to detail, and at least three years of relevant experience in the financial securities industry. Proficiency in MS Office, especially Excel, is crucial.

The position offers a competitive salary in a hybrid work environment.
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