Financial Examiner Flex; PCN

Job Description

Division of Banking and Securities is recruiting for a Financial Examiner 1/2 Flex positions to join our team.

• Review filings by Alaska Native Claims Settlement Act (ANCSA) corporations and shareholders, analyze requests for investigation, and draft enforcement orders with the assistance of a senior examiner.
• Maintain the ANCSA filing database and assist with public inquiries regarding the database.
• Learn examination concepts and skills through on-the-job training and formal classroom instruction offered by regulatory agencies/organizations.
• The position will, under direction of a senior examiner, assist in conducting securities examinations of broker‑dealer branches and investment adviser firms, but may conduct examinations of other types of financial institutions as well, and may be required to respond to inquiries from the public and conduct investigations regarding alleged violations in other areas regulated by the division.
• Provide educational outreach in the ANCSA program area and on a variety of financial topics to educate Alaskan consumers on financial literacy.

• Independently receive and respond to inquiries from ANCSA corporations, executives, and shareholders and conduct investigations of those entities and persons.
• Independently serve as an examiner‑in‑charge on less complex examinations and assist with complex examinations in a team environment.
• Oversee and train FE 1s on ANCSA filings, inquiries, and investigations and the securities examination process.

Are you looking for an exciting career in state government where you are valued and encouraged to grow? The Division of Banking and Securities’ (Division or DBS) mission is to protect consumers of financial services and promote safe and sound financial systems, with a vision to make DBS an outstanding place to make a career protecting Alaskans and supporting financial innovation to our state.

The Division’s leadership promotes a positive and respectful culture with opportunities for career growth.

The Division has a professional and dedicated staff who work well independently, and as part of a team. The Division offers training opportunities to enhance knowledge of changing rules and regulations governing regulated entities.

• This position may be eligible for telework, an alternative work schedule, and travel opportunities.
• The Division offers a comprehensive employee benefits package that includes health insurance, retirement, and paid holidays.

This position provides regulatory support of the Alaska Native Claims Settlement Act (ANCSA) program area and securities section. This position works independently on ANCSA matters and examination components. Examinations are conducted at various locations with seasoned examiners, where the position works on a team, and has independent responsibilities. This position qualifies for a hybrid telework situation.

Travel is required and may occur within Alaska or in the lower 48 for training and examinations. Travel may be for 1 or 2 weeks during each year.

The Division has employees in Anchorage, Juneau, and Fairbanks. This position is located in Anchorage.

• Interpersonal
  
  Skills:
  
  Shows understanding, friendliness, courtesy, tact, empathy, concern, and politeness to others; develops and maintains effective relationships with others; may include effectively dealing with individuals who are difficult, hostile, or distressed; relates well to people from varied backgrounds and different situations; is sensitive to cultural diversity, race, gender, disabilities, and other individual differences.
• Writing: Recognizes or uses correct English grammar, punctuation, and spelling; communicates information (for example, facts, ideas, or messages) in a succinct and organized manner; produces written information, which may include technical material, that is appropriate for the intended audience.
• Reading: Understands and…